Compliance Analyst Financial Services

Compliance Analyst Job Description

Compliance analysts must possess knowledge of the rules, regulations and statutes regarding the issues of compliance. They should have a strong familiarity with corporate compliance policies and processes. Candidates must be able to communicate effectively with the CEO, board members and other senior managers and possess excellent writing, presentation, analytics and problem-solving skills. Candidates should have at least three to five years of experience in compliance, auditing or risk management. A bachelor’s degree in business, finance or accounting is required.

Typical compliance analyst duties:

Coordinating compliance processes and procedures across organizational and functional boundariesResearching regulatory requirements, assisting in the development of internal policies and procedures to support the compliance department, and preparing various reports and other compliance documentationAssisting in providing guidance to senior management regarding regulatory compliance policies, practices and internal controlsEnsuring critical business processes are well understood and documented with appropriate controls in placeLiaising with internal and external auditors regarding all aspects of corporate compliance issuesMaintaining strong working relationships across the organization and demonstrating the ability to establish cooperation

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ADP - Financial Services
About Time
Accounting Functions
Accounting Software Systems
Banking Operation
Budget Processes
CRM
Compliance
Credit
Customer Service
Salary for Compliance Analyst Financial Services
76750 - 109750
25th percentile
76750
New to the role, with little or no experience; requires more than casual instruction or supervision to perform day-to-day duties
50th percentile
97250
Has the experience to consistently perform core responsibilities without direct supervision; very comfortable with processes and subject matter associated with the role
75th percentile
109750
Value to the organization goes far beyond the ability to perform normal job duties; has rare qualifications that enable consistent contribution in unique ways; ready for next career level when available
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Chief Compliance Officer – Financial Services 164750 190500 222750 Compliance Officer – Financial Services 95000 128000 140250 Compliance Manager – Financial Services 85000 115500 136750 Anti-Money Laundering (AML) Specialist 71750 90250 104250 Fraud Investigator 62750 79000 91250 Regulatory Affairs Specialist 78500 97250 109750

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