5 results for Aml Analyst in Central District

AML Analyst (Transaction Monitoring) The Company Our client is one of the leading virtual banks in Hong Kong. As a result of their continued development - we are looking for a diligent candidate to join the team and enhance their skills in end-to-end transaction monitoring.The Role Our client is seeking an AML Analyst to join our team of Protiviti consultants to conduct end to end transaction monitoring the investigation suspicious activities and related alerts (Transaction monitoring system, intelligence from regulators or law enforcement, name screening systems). Job Duties<ul><li>Assist the Manager to review and investigate suspicious activities and related alerts (e.g. from Transaction Monitoring system; name screening system, intelligence from law enforcement or regulators, etc);</li><li>Monitor and analyze suspicious activities and trend for further enhancing the effectiveness and efficiency of relevant detection and monitoring mechanisms</li><li>Assist Team Manager to prepare full investigation reports will all supporting information and clear articulation of recommendations for external reporting to JFIU or closure of alerts</li><li>Identify, vet and address potential risks or escalated issues with the assistance of functional partners and key stakeholders</li><li>Utilize information from regulatory changes, new regulations, and internal policy changes to further identify new key risk areas</li><li>Analyze comparative data, prepare and present reports related to AML risk assessments, and monitor AML related issues and escalation</li><li>Conduct thorough investigations of suspicious transactions and filing detailed and accurate suspicious transaction reports</li></ul>Your Profile<ul><li>Minimum two years of Transaction monitoring/AML /FCC related experiences in banking industry or related fields</li><li>Experience writing and preparing Suspicious Activity Reports (SARs)</li><li>Previous retail banking experience is ideal</li><li>ACAMS/AAMLP certification</li><li>Degree holder or above</li><li>Strong teamwork and communication skills</li><li>Strong desire to learn and further enhance professionalism in AML, especially the emergence and adoption new technologies, and respond quickly to changes and assure high standard of AML controls</li></ul>Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/VmljdG9yLkNoYW5nLjk0MjE3LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">

Leading ibank - Client Onboarding Analyst (new headcount) The CompanyA leading investment bank is expanding and hiring new talents. The new role will work closely with various internal stakeholders. This expansion reflects the firm's strategic growth in the securities market, aligning with broader industry trends where Chinese firms are increasingly shifting towards wealth management and international expansion. The front office roles will involve direct client interaction and revenue generation through deal fees and investment returns. The Role<ul><li>Oversee the Know Your Customer (KYC) and Customer Due Diligence (CDD) workflow for complete client account openings.</li><li>Ensure compliance with Anti-Money Laundering (AML), tax evasion, and Countering the Financing of Terrorism (CFT) regulations during onboarding and review processes.</li><li>Act as the primary liaison for internal stakeholders, including Sales, Middle Office, Compliance, FATCA team, and clients, regarding KYC documentation collection.</li><li>Conduct verification checks to ensure submitted documents align with the Customer Identification Program; draft and secure approvals for cases involving Politically Exposed Persons, sanctions, or adverse news.</li><li>Address issues arising from screening processes professionally and escalate exceptions to the Chief Operating Officer, Regional Head of AML, or Group Head of Compliance as needed.</li><li>Maintain an up-to-date database of all information, documents, financial reports, and news on accounts for Compliance, Legal, and Internal Audit.</li><li>Collaborate with Legal, Credit, and counterparties on ISDA/GMRA/GMSLA/EAM and distribution agreement negotiations, including execution paperwork.</li><li>Coordinate with Prime Services, Middle Office, and Credit for post-account setup.</li></ul> Your Profile<ul><li>Bachelor's degree in Business or Finance.</li><li>Strong written and verbal communication skills in English and Cantonese.</li><li>Familiarity with account-opening processes is essential.</li><li>Knowledge of financial markets, derivative instruments, and AML regulations, including SFC requirements for Hong Kong Professional Investors and MAS requirements for Singapore Accredited Investors, is preferred; knowledge of other regional regulations is a bonus.</li><li>Experience with handling Financial Institutions or High Net Worth Individuals is a plus.</li><li>Detail-oriented, diligent, independent, and able to thrive under pressure.</li><li>Self-motivated, eager to learn, and ready for new challenges.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.Reference Number: 67010-0013175908By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/QW5keS5jaG93Ljg5NDg4LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">

Analyst - Client Onboarding The CompanyOur client is a leading securities brokerage in Hong Kong, and they are currently looking for a Client Onboarding Analyst to join the expanding team. The Role* Handle the KYC clients onboarding and keep accurate, up-to-date client investor profiles * Conduct periodic KYC review and trigger event review on existing clients * Support senior Client advisors in administering client portfolios, including assist in preparation of the presentation and administration reports * Assess operational capacity and risk elements of new business initiatives as well as daily operations * Participate in ad-hoc projects or perform other duties assigned by supervisors from time to time Your Profile* Bachelor's degree holder * Minimum 2 years of experience in Client Onboarding or KYC * Experience with client onboarding including rules and regulations, Compliance (KYC, KYT, AML etc) * Detail-minded and works with a high degree of accuracy * Effective communication skills are key (written and verbal) * Fluent in spoken and written English, Cantonese and Mandarin Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference no.:67010-0013121009By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TWljaGFlbC5MZWUuMDA3NTAuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">

Senior Analyst / Associate, KYC (Securities Firm) The CompanyOur client is a leading securities firm and they are looking for a higher calibre candidate to join their operation team. The Role<ul><li>Handle end to end KYC process</li><li>Perform AML / KYC, World-check, CRS, FATCA, etc. in accordance with regulatory requirements</li><li>Conduct name screening to assist due diligence check during the client onboarding process, periodic review and event driven reviews</li><li>Keep track with the KYC onboarding status and complete the follow action arising from periodic review and other AML related matters</li><li>Proactive communicate with key stakeholders, Front Office and clients</li></ul> Your Profile<ul><li>Bachelor Degree in Business, Banking or related discipline</li><li>With at least 3 years' relevant experience in brokerage or securities firms</li><li>Knowledge of KYC Onboarding for Institutional and Corporate clients is an advantage</li><li>Detail minded, able to meet tight deadline and effective at multi-tasking</li><li>Good command of written and spoken English and Mandarin</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.Reference Number: 67010-0013143628 By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/R2lnaS5MZXVuZy43MjkwNC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">

Transaction Monitoring Analyst The Company We are currently working with a leading virtual bank is looking for a transaction monitoring consultantThe Role We are seeking a diligent and experienced Transaction Monitoring Analyst to join our compliance team. The ideal candidate will have a strong background in transaction monitoring, experience in writing Suspicious Transaction Reports (STRs), and prior work experience in a tier 1 bank. Proficiency in Cantonese is required for this role.Key Responsibilities:<ul><li>Conduct comprehensive transaction monitoring to identify and investigate suspicious activities potentially related to money laundering, fraud, or other financial crimes.</li><li>Analyze complex transaction data to detect irregular patterns and trends.</li><li>Prepare and submit detailed Suspicious Transaction Reports (STRs) in accordance with regulatory standards.</li><li>Work collaboratively with internal teams to address and resolve transaction monitoring alerts.</li><li>Stay current with the latest regulations and best practices in anti-money laundering (AML) and counter-terrorism financing (CTF).</li><li>Recommend enhancements to the transaction monitoring framework to increase efficiency and effectiveness.</li><li>Engage in clear and professional communication with all relevant stakeholders.</li></ul>Your Profile The ideal candidate will bring a strong background in transaction monitoring, expertise in writing Suspicious Transaction Reports (STRs), and prior retail banking experience within a tier 1 banking environment. Proficiency in Cantonese is essential for this role. Skills & Qualifications:<ul><li>Demonstrated transaction monitoring experience within the retail banking sector.</li><li>Experience in writing comprehensive Suspicious Transaction Reports (STRs).</li><li>Previous employment in a tier 1 bank.</li><li>Proficiency in Cantonese.</li><li>Acute analytical skills and a detail-oriented investigative approach.</li><li>Strong communication skills, both written and verbal.</li><li>A thorough understanding of AML/CTF regulations and compliance obligations.</li><li>Ability to operate independently and collaboratively in a dynamic environment.</li><li>Bachelor's degree in Finance, Business Administration, or a related field.</li></ul>Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/U2FtLlRzYW5nLjI0NDk5LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">