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Compliance Manager - Financial Services in Regina, SK

Compliance Manager Job Description

In Canada, a compliance manager plays a critical role in ensuring a financial institution adheres to all relevant regulations and internal policies in Canada. The role is responsible for developing, implementing, and overseeing the organization's compliance framework, mitigating risks, and fostering a culture of compliance within the institution.

Typical compliance manager duties:

Develop, implement, and maintain a comprehensive compliance program that aligns with regulatory requirements and industry best practices. Conduct regular compliance risk assessments to identify potential risks and vulnerabilities. Oversee the implementation of new regulations and ensure effective communication across the organization. Develop and maintain compliance reports for senior management and regulatory bodies.

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Salary for Compliance Manager - Financial Services in Regina, SK
101850 - 136770
25th percentile
101850
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
117613
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
136770
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Controller – Financial Services 111065 131678 161990 Accountant, 5+ Years' Experience – Financial Services 92150 116643 124403 Accountant, 3-5 Years' Experience – Financial Services 79298 87300 97728 Accountant, 0-3 Years' Experience – Financial Services 60140 67900 77358 Financial Analyst – Financial Services 80995 94575 106458 Manager of Financial Planning & Analysis 106458 128040 149623 Manager of Internal Audit – Financial Services 105730 127313 140408 Internal Auditor, 3-5 Years' Experience – Financial Services 81238 94818 107185 Internal Auditor, 0-3 Years' Experience – Financial Services 70083 81480 94090 Manager of Regulatory Reporting 100638 118340 130465 Chief Risk Officer – Financial Services 197395 236195 264083 Manager of Market Risk Analysis – Financial Services 83905 98213 115673 Market Risk Analyst, 3-5 Years' Experience 68870 80268 92878 Manager of Credit Risk Analysis – Financial Services 89968 98698 111065 Credit Risk Analyst, 3-5 Years' Experience 70568 83663 95303 Manager of Operational Risk Analysis – Financial Services 93848 110338 126585 Operational Risk Analyst, 3-5 Years' Experience 77600 87543 100395 Chief Compliance Officer – Financial Services 148168 185028 225768 Compliance Officer – Financial Services 92150 103305 118340 Compliance Analyst – Financial Services 74933 92878 113490 Anti-Money Laundering (AML) Specialist 60868 72750 82935 Fraud Investigator 52623 66445 76145 Hedge Fund Accountant 63293 75660 83663 Mutual Fund Accountant 53593 59413 69113 Fund Operations Specialist, 5+ Years' Experience 66688 80268 91665 Fund Operations Specialist, 3-5 Years' Experience 49955 61595 76145 Fund Operations Specialist, 0-3 Years' Experience 44378 47045 50683

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