Compliance Manager - Financial Services in Regina, SK

Compliance Manager Job Description

In Canada, a compliance manager plays a critical role in ensuring a financial institution adheres to all relevant regulations and internal policies in Canada. The role is responsible for developing, implementing, and overseeing the organization's compliance framework, mitigating risks, and fostering a culture of compliance within the institution.

Typical compliance manager duties:

Develop, implement, and maintain a comprehensive compliance program that aligns with regulatory requirements and industry best practices.

Conduct regular compliance risk assessments to identify potential risks and vulnerabilities.

Oversee the implementation of new regulations and ensure effective communication across the organization.

Develop and maintain compliance reports for senior management and regulatory bodies.

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Spreadsheets

Microsoft Excel

Management System

Microsoft Word

SAP S/4HANA

Compliance

Procedures

Policy

Compliance Functions

Training

Salary for Compliance Manager - Financial Services in Regina, SK

100880 - 135558

25th percentile

100880

New to the role, with little or no experience; requires more than casual instruction or supervision to perform day-to-day duties

50th percentile

116643

Has the experience to consistently perform core responsibilities without direct supervision; very comfortable with processes and subject matter associated with the role

75th percentile

135558

Value to the organization goes far beyond the ability to perform normal job duties; has rare qualifications that enable consistent contribution in unique ways; ready for next career level when available

Projected salaries for related positions

Position title

25th percentile

50th percentile

75th percentile

Chief Compliance Officer – Financial Services

145743

182118

222130

Compliance Officer – Financial Services

91423

102578

117613

Compliance Analyst – Financial Services

74205

91908

112278

Anti-Money Laundering (AML) Specialist

59655

71295

81480

Fraud Investigator

51895

65718

75175

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