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Chief Compliance Officer – Financial Services in Regina, SK

Chief Compliance Officer – Financial Services Job Description

The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.

Typical chief compliance officer – financial services duties:

Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud). Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing. Conduct due diligence on clients and transactions to identify potential red flags. Prepare and maintain detailed compliance reports for internal and regulatory purposes. Train and educate employees on relevant financial services regulations and compliance policies. Investigate potential compliance breaches and recommend appropriate corrective actions. Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization. Stay up to date on evolving financial services regulations and industry best practices.

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Salary for Chief Compliance Officer – Financial Services in Regina, SK
148168 - 225768
25th percentile
148168
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
185028
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
225768
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Controller – Financial Services 111065 131678 161990 Accountant, 5+ Years' Experience – Financial Services 92150 116643 124403 Accountant, 3-5 Years' Experience – Financial Services 79298 87300 97728 Accountant, 0-3 Years' Experience – Financial Services 60140 67900 77358 Financial Analyst – Financial Services 80995 94575 106458 Manager of Financial Planning & Analysis 106458 128040 149623 Manager of Internal Audit – Financial Services 105730 127313 140408 Internal Auditor, 3-5 Years' Experience – Financial Services 81238 94818 107185 Internal Auditor, 0-3 Years' Experience – Financial Services 70083 81480 94090 Manager of Regulatory Reporting 100638 118340 130465 Chief Risk Officer – Financial Services 197395 236195 264083 Manager of Market Risk Analysis – Financial Services 83905 98213 115673 Market Risk Analyst, 3-5 Years' Experience 68870 80268 92878 Manager of Credit Risk Analysis – Financial Services 89968 98698 111065 Credit Risk Analyst, 3-5 Years' Experience 70568 83663 95303 Manager of Operational Risk Analysis – Financial Services 93848 110338 126585 Operational Risk Analyst, 3-5 Years' Experience 77600 87543 100395 Compliance Manager – Financial Services 101850 117613 136770 Compliance Officer – Financial Services 92150 103305 118340 Compliance Analyst – Financial Services 74933 92878 113490 Anti-Money Laundering (AML) Specialist 60868 72750 82935 Fraud Investigator 52623 66445 76145 Hedge Fund Accountant 63293 75660 83663 Mutual Fund Accountant 53593 59413 69113 Fund Operations Specialist, 5+ Years' Experience 66688 80268 91665 Fund Operations Specialist, 3-5 Years' Experience 49955 61595 76145 Fund Operations Specialist, 0-3 Years' Experience 44378 47045 50683

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