Compliance Officer Financial Services in San Diego, CA

Compliance Officer Job Description

Compliance officers need a strong working knowledge of federal and state regulatory guidelines and standards. Monitoring accounting and regulatory guidelines as they relate to financial reporting and documentation also is essential and requires compliance officers to have excellent analytical, project-management, communication and organizational skills. Compliance officers should possess knowledge of compliance standards and policies, audit techniques, regulatory issues, operations, and procedures as they relate to the organization. Candidates need a minimum of three years of experience in regulatory compliance. A bachelor’s degree in accounting, business, finance or a related field is required, and an MBA or certification such as the CPA is preferred.

Typical compliance officer duties:

Developing, implementing and managing an organization’s corporate-wide compliance with internal policies and government regulationsAssessing financial risk and developing preventive measures to address potential issuesProviding regular reports on the effectiveness of preventive measuresAdvising company executives regarding potential changes in compliance programCoordinating with federal and state regulatorsCreating and coordinating proper reporting channels for compliance issuesWriting and disseminating company compliance communicationCoordinating and scheduling required compliance training for employees

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Salary for Compliance Officer Financial Services in San Diego, CA
120233 - 177735
25th percentile
120233
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
162053
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
177735
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Chief Compliance Officer – Financial Services 208793 241388 282285 Compliance Manager – Financial Services 107625 146370 173123 Compliance Analyst – Financial Services 97170 123308 138990 Anti-Money Laundering (AML) Specialist 88253 111008 128228 Fraud Investigator 77798 98093 113160 Regulatory Affairs Specialist 96555 119618 134993
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