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Chief Compliance Officer – Financial Services in Victoria, BC

Chief Compliance Officer – Financial Services Job Description

The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.

Typical chief compliance officer – financial services duties:

Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud). Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing. Conduct due diligence on clients and transactions to identify potential red flags. Prepare and maintain detailed compliance reports for internal and regulatory purposes. Train and educate employees on relevant financial services regulations and compliance policies. Investigate potential compliance breaches and recommend appropriate corrective actions. Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization. Stay up to date on evolving financial services regulations and industry best practices.

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Salary for Chief Compliance Officer – Financial Services in Victoria, BC
155041 - 236241
25th percentile
155041
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
193611
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
236241
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Controller – Financial Services 116218 137786 169505 Accountant, 5+ Years' Experience – Financial Services 96425 122054 130174 Accountant, 3-5 Years' Experience – Financial Services 82976 91350 102261 Accountant, 0-3 Years' Experience – Financial Services 62930 71050 80946 Financial Analyst – Financial Services 84753 98963 111396 Manager of Financial Planning & Analysis 111396 133980 156564 Manager of Internal Audit – Financial Services 110635 133219 146921 Internal Auditor, 3-5 Years' Experience – Financial Services 85006 99216 112158 Internal Auditor, 0-3 Years' Experience – Financial Services 73334 85260 98455 Manager of Regulatory Reporting 105306 123830 136518 Chief Risk Officer – Financial Services 206553 247153 276334 Manager of Market Risk Analysis – Financial Services 87798 102769 121039 Market Risk Analyst, 3-5 Years' Experience 72065 83991 97186 Manager of Credit Risk Analysis – Financial Services 94141 103276 116218 Credit Risk Analyst, 3-5 Years' Experience 73841 87544 99724 Manager of Operational Risk Analysis – Financial Services 98201 115456 132458 Operational Risk Analyst, 3-5 Years' Experience 81200 91604 105053 Compliance Manager – Financial Services 106575 123069 143115 Compliance Officer – Financial Services 96425 108098 123830 Compliance Analyst – Financial Services 78409 97186 118755 Anti-Money Laundering (AML) Specialist 63691 76125 86783 Fraud Investigator 55064 69528 79678 Hedge Fund Accountant 66229 79170 87544 Mutual Fund Accountant 56079 62169 72319 Fund Operations Specialist, 5+ Years' Experience 69781 83991 95918 Fund Operations Specialist, 3-5 Years' Experience 52273 64453 79678 Fund Operations Specialist, 0-3 Years' Experience 46436 49228 53034

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