Chief Compliance Officer – Financial Services in Saint John, NB

Chief Compliance Officer – Financial Services Job Description

The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.

Typical chief compliance officer – financial services duties:

Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud). Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing. Conduct due diligence on clients and transactions to identify potential red flags. Prepare and maintain detailed compliance reports for internal and regulatory purposes. Train and educate employees on relevant financial services regulations and compliance policies. Investigate potential compliance breaches and recommend appropriate corrective actions. Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization. Stay up to date on evolving financial services regulations and industry best practices.

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Salary for Chief Compliance Officer – Financial Services in Saint John, NB
141294 - 215294
25th percentile
141294
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
176444
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
215294
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Controller – Financial Services 105913 125569 154475 Accountant, 5+ Years' Experience – Financial Services 87875 111231 118631 Accountant, 3-5 Years' Experience – Financial Services 75619 83250 93194 Accountant, 0-3 Years' Experience – Financial Services 57350 64750 73769 Financial Analyst – Financial Services 77238 90188 101519 Manager of Financial Planning & Analysis 101519 122100 142681 Manager of Internal Audit – Financial Services 100825 121406 133894 Internal Auditor, 3-5 Years' Experience – Financial Services 77469 90419 102213 Internal Auditor, 0-3 Years' Experience – Financial Services 66831 77700 89725 Manager of Regulatory Reporting 95969 112850 124413 Chief Risk Officer – Financial Services 188238 225238 251831 Manager of Market Risk Analysis – Financial Services 80013 93656 110306 Market Risk Analyst, 3-5 Years' Experience 65675 76544 88569 Manager of Credit Risk Analysis – Financial Services 85794 94119 105913 Credit Risk Analyst, 3-5 Years' Experience 67294 79781 90881 Manager of Operational Risk Analysis – Financial Services 89494 105219 120713 Operational Risk Analyst, 3-5 Years' Experience 74000 83481 95738 Compliance Manager – Financial Services 97125 112156 130425 Compliance Officer – Financial Services 87875 98513 112850 Compliance Analyst – Financial Services 71456 88569 108225 Anti-Money Laundering (AML) Specialist 58044 69375 79088 Fraud Investigator 50181 63363 72613 Hedge Fund Accountant 60356 72150 79781 Mutual Fund Accountant 51106 56656 65906 Fund Operations Specialist, 5+ Years' Experience 63594 76544 87413 Fund Operations Specialist, 3-5 Years' Experience 47638 58738 72613 Fund Operations Specialist, 0-3 Years' Experience 42319 44863 48331
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