Chief Compliance Officer – Financial Services in Ottawa, ON

Chief Compliance Officer – Financial Services Job Description

The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.

Typical chief compliance officer – financial services duties:

Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud).

Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing.

Conduct due diligence on clients and transactions to identify potential red flags.

Prepare and maintain detailed compliance reports for internal and regulatory purposes.

Train and educate employees on relevant financial services regulations and compliance policies.

Investigate potential compliance breaches and recommend appropriate corrective actions.

Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization.

Stay up to date on evolving financial services regulations and industry best practices.

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Microsoft Excel

Spreadsheets

Microsoft Word

Management System

LexisNexis

Compliance

Compliance Functions

Procedures

Policy

Review

Salary for Chief Compliance Officer – Financial Services in Ottawa, ON

151001 - 230145

25th percentile

151001

New to the role, with little or no experience; requires more than casual instruction or supervision to perform day-to-day duties

50th percentile

188689

Has the experience to consistently perform core responsibilities without direct supervision; very comfortable with processes and subject matter associated with the role

75th percentile

230145

Value to the organization goes far beyond the ability to perform normal job duties; has rare qualifications that enable consistent contribution in unique ways; ready for next career level when available

Projected salaries for related positions

Position title

25th percentile

50th percentile

75th percentile

Compliance Manager – Financial Services

104520

120851

140449

Compliance Officer – Financial Services

94721

106279

121856

Compliance Analyst – Financial Services

76883

95224

116329

Anti-Money Laundering (AML) Specialist

61808

73868

84420

Fraud Investigator

53768

68089

77888

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