Chief Compliance Officer – Financial Services in Ottawa, ON

Chief Compliance Officer – Financial Services Job Description

The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.

Typical chief compliance officer – financial services duties:

Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud). Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing. Conduct due diligence on clients and transactions to identify potential red flags. Prepare and maintain detailed compliance reports for internal and regulatory purposes. Train and educate employees on relevant financial services regulations and compliance policies. Investigate potential compliance breaches and recommend appropriate corrective actions. Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization. Stay up to date on evolving financial services regulations and industry best practices.

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Salary for Chief Compliance Officer – Financial Services in Ottawa, ON
153514 - 233914
25th percentile
153514
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
191704
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
233914
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Controller – Financial Services 115073 136429 167835 Accountant, 5+ Years' Experience – Financial Services 95475 120851 128891 Accountant, 3-5 Years' Experience – Financial Services 82159 90450 101254 Accountant, 0-3 Years' Experience – Financial Services 62310 70350 80149 Financial Analyst – Financial Services 83918 97988 110299 Manager of Financial Planning & Analysis 110299 132660 155021 Manager of Internal Audit – Financial Services 109545 131906 145474 Internal Auditor, 3-5 Years' Experience – Financial Services 84169 98239 111053 Internal Auditor, 0-3 Years' Experience – Financial Services 72611 84420 97485 Manager of Regulatory Reporting 104269 122610 135173 Chief Risk Officer – Financial Services 204518 244718 273611 Manager of Market Risk Analysis – Financial Services 86933 101756 119846 Market Risk Analyst, 3-5 Years' Experience 71355 83164 96229 Manager of Credit Risk Analysis – Financial Services 93214 102259 115073 Credit Risk Analyst, 3-5 Years' Experience 73114 86681 98741 Manager of Operational Risk Analysis – Financial Services 97234 114319 131153 Operational Risk Analyst, 3-5 Years' Experience 80400 90701 104018 Compliance Manager – Financial Services 105525 121856 141705 Compliance Officer – Financial Services 95475 107033 122610 Compliance Analyst – Financial Services 77636 96229 117585 Anti-Money Laundering (AML) Specialist 63064 75375 85928 Fraud Investigator 54521 68843 78893 Hedge Fund Accountant 65576 78390 86681 Mutual Fund Accountant 55526 61556 71606 Fund Operations Specialist, 5+ Years' Experience 69094 83164 94973 Fund Operations Specialist, 3-5 Years' Experience 51758 63818 78893 Fund Operations Specialist, 0-3 Years' Experience 45979 48743 52511
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