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Chief Compliance Officer – Financial Services in Halifax, NS

Chief Compliance Officer – Financial Services Job Description

The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.

Typical chief compliance officer – financial services duties:

Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud). Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing. Conduct due diligence on clients and transactions to identify potential red flags. Prepare and maintain detailed compliance reports for internal and regulatory purposes. Train and educate employees on relevant financial services regulations and compliance policies. Investigate potential compliance breaches and recommend appropriate corrective actions. Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization. Stay up to date on evolving financial services regulations and industry best practices.

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Salary for Chief Compliance Officer – Financial Services in Halifax, NS
142821 - 217621
25th percentile
142821
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
178351
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
217621
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Controller – Financial Services 107058 126926 156145 Accountant, 5+ Years' Experience – Financial Services 88825 112434 119914 Accountant, 3-5 Years' Experience – Financial Services 76436 84150 94201 Accountant, 0-3 Years' Experience – Financial Services 57970 65450 74566 Financial Analyst – Financial Services 78073 91163 102616 Manager of Financial Planning & Analysis 102616 123420 144224 Manager of Internal Audit – Financial Services 101915 122719 135341 Internal Auditor, 3-5 Years' Experience – Financial Services 78306 91396 103318 Internal Auditor, 0-3 Years' Experience – Financial Services 67554 78540 90695 Manager of Regulatory Reporting 97006 114070 125758 Chief Risk Officer – Financial Services 190273 227673 254554 Manager of Market Risk Analysis – Financial Services 80878 94669 111499 Market Risk Analyst, 3-5 Years' Experience 66385 77371 89526 Manager of Credit Risk Analysis – Financial Services 86721 95136 107058 Credit Risk Analyst, 3-5 Years' Experience 68021 80644 91864 Manager of Operational Risk Analysis – Financial Services 90461 106356 122018 Operational Risk Analyst, 3-5 Years' Experience 74800 84384 96773 Compliance Manager – Financial Services 98175 113369 131835 Compliance Officer – Financial Services 88825 99578 114070 Compliance Analyst – Financial Services 72229 89526 109395 Anti-Money Laundering (AML) Specialist 58671 70125 79943 Fraud Investigator 50724 64048 73398 Hedge Fund Accountant 61009 72930 80644 Mutual Fund Accountant 51659 57269 66619 Fund Operations Specialist, 5+ Years' Experience 64281 77371 88358 Fund Operations Specialist, 3-5 Years' Experience 48153 59373 73398 Fund Operations Specialist, 0-3 Years' Experience 42776 45348 48854

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