Compliance Analyst Financial Services in Boston, MA

Compliance Analyst Job Description

Compliance analysts must possess knowledge of the rules, regulations and statutes regarding the issues of compliance. They should have a strong familiarity with corporate compliance policies and processes. Candidates must be able to communicate effectively with the CEO, board members and other senior managers and possess excellent writing, presentation, analytics and problem-solving skills. Candidates should have at least three to five years of experience in compliance, auditing or risk management. A bachelor’s degree in business, finance or accounting is required.

Typical compliance analyst duties:

Coordinating compliance processes and procedures across organizational and functional boundariesResearching regulatory requirements, assisting in the development of internal policies and procedures to support the compliance department, and preparing various reports and other compliance documentationAssisting in providing guidance to senior management regarding regulatory compliance policies, practices and internal controlsEnsuring critical business processes are well understood and documented with appropriate controls in placeLiaising with internal and external auditors regarding all aspects of corporate compliance issuesMaintaining strong working relationships across the organization and demonstrating the ability to establish cooperation

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ADP - Financial Services
AML - Anti Money Laundering
Archer
Auditing
CRM
CobiT
Commision Functions
Complaint Handling
Compliance
Compliance Functions
Salary for Compliance Analyst Financial Services in Boston, MA
102078 - 145968
25th percentile
102078
New to the role, with little or no experience; requires more than casual instruction or supervision to perform day-to-day duties
50th percentile
129343
Has the experience to consistently perform core responsibilities without direct supervision; very comfortable with processes and subject matter associated with the role
75th percentile
145968
Value to the organization goes far beyond the ability to perform normal job duties; has rare qualifications that enable consistent contribution in unique ways; ready for next career level when available
Projected salaries for related positions Position title 25th percentile 50th percentile 75th percentile Chief Compliance Officer – Financial Services 219118 253365 296258 Compliance Officer – Financial Services 126350 170240 186533 Compliance Manager – Financial Services 113050 153615 181878 Anti-Money Laundering (AML) Specialist 95428 120033 138653 Fraud Investigator 83458 105070 121363 Regulatory Affairs Specialist 104405 129343 145968

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