Compliance Officer Financial Services in Milwaukee, WI

Compliance Officer Job Description

Compliance officers need a strong working knowledge of federal and state regulatory guidelines and standards. Monitoring accounting and regulatory guidelines as they relate to financial reporting and documentation also is essential and requires compliance officers to have excellent analytical, project-management, communication and organizational skills. Compliance officers should possess knowledge of compliance standards and policies, audit techniques, regulatory issues, operations, and procedures as they relate to the organization. Candidates need a minimum of three years of experience in regulatory compliance. A bachelor’s degree in accounting, business, finance or a related field is required, and an MBA or certification such as the CPA is preferred.

Typical compliance officer duties:

Developing, implementing and managing an organization’s corporate-wide compliance with internal policies and government regulations

Assessing financial risk and developing preventive measures to address potential issues

Providing regular reports on the effectiveness of preventive measures

Advising company executives regarding potential changes in compliance program

Coordinating with federal and state regulators

Creating and coordinating proper reporting channels for compliance issues

Writing and disseminating company compliance communication

Coordinating and scheduling required compliance training for employees

Looking for a compliance officer or a compliance officer job in Milwaukee?

Search for Compliance Officer Financial Services jobs in Milwaukee, WI or request talent now and our expert recruiters will be with you shortly.

Robert Half can assist you with your compliance officer recruitment needs in Milwaukee.

Salary for Compliance Officer Financial Services in Milwaukee, WI

97750 - 144500

25th percentile

97750

The candidate is new to the role and building the needed skills, experience and autonomy.

50th percentile

131750

The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.

75th percentile

144500

The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.

Projected salaries for related positions

Position title

25th percentile

50th percentile

75th percentile

Chief Compliance Officer – Financial Services

169750

196250

229500

Compliance Manager – Financial Services

87500

119000

140750

Compliance Analyst – Financial Services

79000

100250

113000

Anti-Money Laundering (AML) Specialist

71750

90250

104250

Fraud Investigator

63250

79750

92000

Regulatory Affairs Specialist

78500

97250

109750

Newest Compliance Officer Financial Services jobs

Search Jobs

Operations Finance Manager

Human Resources (HR) Manager

Controller (Plant)

Tier 1 AML Analyst

Hiring? Start here.

Access millions of skilled contract and permanent candidates at every level from support roles to C-suite, and pinpoint the talent you need using our industry-leading matching technology.

Find your next hire